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FPA DFW Chapter Meeting + Bonus Session
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9/12/2017
When: September 12
11:00 AM - 2:00 PM
Where: Crowne Plaza Hotel
14315 Midway Road
Addison 75001
United States
Contact: Melisa Hall
972-747-0407


Online registration is closed.
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FPA DFW Chapter Meeting

+ Optional Bonus CE Session at 2 PM! 

 

ONLINE REGISTRATION IS NOW CLOSED.  WE WILL ACCEPT REGISTRATIONS AT THE DOOR ON A SPACE AVAILABLE BASIS.  

 

 

10:30 - 11:00 - CHECK IN / REGISTRATION

 

11:00 AM - WELCOME, ANNOUNCEMENTS

 


11:15 AM - MicroCap Funds: Opportunity Comes in All Sizes

 

1 CFP, CPA CIMA CE
Steven G. Solomon, CFA, CFP® - Vice President, Senior Portfolio Manager - Hancock Horizon Investments

 

Microcap stocks, similar to small cap stocks, are investments in companies with small market capitalization's that generally are under-covered by analysts and the media. Because of this, inefficiencies, mispricing's and overlooked opportunities often exist that can provide large growth potential for investors. When actively managed, these stocks can help contribute to the long-term success of your portfolio.  During this session you will learn more about the advantages of Microcap and how to use quantitative and fundamental analysis to identify a portfolio of stocks that may help maximize returns for your clients.  

 


Steven G. Solomon, CFA, CFP®
 
is responsible for equity and fixed income research, and individual portfolio management for Whitney Bank. Steve manages client portfolios with a commitment to maximizing investment returns, while creating a portfolio that fits each client’s goals and lifestyle needs for both the short and long term. He also serves as a senior analyst in the technology and telecom sectors. He also manages the Hancock Horizon Microcap Fund. Steve has over 18 years of experience in financial planning. He has a B.S. in Finance from the University of New Orleans, holds the Chartered Financial Analyst designation and is a Certified Financial Planner.

 

 

 

12:05 PM - BREAK & NETWORKING


12:25 PM - LUNCH

 

 

12:45 PM - SPONSOR SPOTLIGHT - O'SHAUGHNESSY ASSET MANAGEMENT

 

 

12:55 PM - The Evolution of Factor Investing: Indexing, Smart Beta & Factor Alpha

 

1 CFP, CPA, CIMA CE
Ehren J. Stanhope, CFA - Principal, Client Portfolio Manager - O'Shaughnessy Asset Management

 

Over the last few years, hundreds of billions of dollars have flowed into factor-based equity strategies, commonly referred to as “Smart Beta”.  This session will explore different factors and their effectiveness in client portfolios, beginning with the most popular form of factor investing – indexing based on market cap – and continuing through to common forms of Smart Beta and multi-factor models.  It will also take a look at the opportunity going forward in building portfolios with more pronounced fundamental advantages that have the potential to improve risk and return profiles for clients.  

 

 

Ehren Stanhope is a Principal and Client Portfolio Manager at O’Shaughnessy Asset Management (OSAM). Ehren has deep expertise in OSAM’s investment philosophy, portfolio construction, and implementation, which enables him to represent the investment process to key clients throughout the United States. He is responsible for positioning the firm’s investment capabilities within the context of client needs and the current market environment. Ehren is an equity owner in OSAM and a member of the firm’s Operating Committee. He is also the author of the “Factor Investor” blog and is a Yahoo! Finance Contributor. Prior to joining OSAM, Ehren worked at Western Asset Management Co (WAMCO), where he was a member of the Analytics team in the Client Service/Marketing group. In that role, he specialized in relationships with insurance clients handling inquiries related to portfolio performance, structure, and strategy. Prior to his role at WAMCO, Ehren served as an Account Executive at Indymac Bank in the Mortgage Banking Division and a Regional Director for Sigma Phi Epsilon Fraternity. Ehren holds a B.S. in Management from Tulane University with concentrations in Finance and Legal Studies, and an M.B.A. from the Yale School of Management with a focus in Asset Management. He is a Chartered Financial Analyst and member of the CFA Society New York.

 

 

 

1:45 PM - MEETING ADJOURNED

 


 

 

Optional Bonus CE Session - 1 CFP, CPA, CIMA CE

 

2:00 - 2:50 PM - The Alzheimer's Tsunami

 

 

Jack Broyles - CEO, Jack Broyles and Associates

If you plan to attend this session please select it on the payment page during the registration process

 

Alzheimer’s Disease is like a Tsunami that is sweeping through our country.  Every 66 seconds someone in America is diagnosed with Alzheimer’s.  Alzheimer’s Disease is the 6th leading cause of death in America and the only disease in the top 10 we cannot stop, slow down or prevent. Americans spend more money annually on Alzheimer’s and Dementia than any other condition including heart disease and cancer. Jack has created a very compelling and powerful presentation designed to help educate us on:

  • What is Alzheimer’s?
  •  Alzheimer’s Facts
  • Three stages of Alzheimer’s – costs associated with each stage
  • 10 Warning Signs
  • How to advise clients before a diagnosis
  • How to build suitable budgets and a financial plan after the diagnosis


Jack Broyles
has been in the Financial Services Industry for over 30 years.  He is well-known for his accomplishments in marketing, motivating and educating registered representatives and their clients.  Jack has always enjoyed helping advisors learn ways to better serve their clients.  Jack also has a passion for helping families affected by Alzheimer’s Disease. After losing his mother to the disease in 2004, Jack has made educating, serving families and raising awareness for research a major part of his life’s work. His father, Frank Broyles, the legendary Arkansas Razorbacks football coach, wrote a Playbook for Caregivers, to share with families what they learned about caring for a loved one with Alzheimer’s.  Jack speaks to Financial Advisors and their clients about his family’s experience with the disease and its personal and financial costs.  In 2006, Jack was invited to join the board of directors of the Dallas chapter of the Alzheimer’s Association, where he served as chairman from July 1, 2010 – June 30, 2012.  Jack lives in Dallas, TX with his wife Janet.  He has 2 daughters, a son-in-law and two adorable grandchildren.  Away from business, Jack enjoys bible study, golf and spending time with family and friends.

 

 



 

REGISTRATION FEES

 

$40    FPA Members
$55    Guests / Non-Members
$0      Season Ticket Holders & Corporate Partners

 

 

BONUS CE SESSION FEES

 

$5      FPA Members
$15    Guests/Non-Members
$0      Season Ticket Holders & Corporate Partners

 

  

 

AGENDA

 

10:30 - 11:00

 

 

Check in for Chapter Meeting

 

 

11:00 

 

 

Chapter Meeting & Lunch

 

1:45

 

Chapter Meeting Concludes
            

2:00

 

 Bonus CE Session

 

 

 

 




 

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